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Wednesday, February 22, 2012

CFTC Meeting Regarding Dodd-Frank Act Swaps Rules

The CFTC will hold an open meeting to consider one final rule and one proposed rule under the Dodd-Frank Act tomorrow at 9:30 a.m. The rules to be considered are on the following topics:
  • Final Rule: Swap Dealer and Major Swap Participant Recordkeeping and Reporting, Duties, and Conflicts of Interest Policies and Procedures; Futures Commission Merchant and Introducing Broker Conflicts of Interest Policies and Procedures; Swap Dealer, Major Swap Participant, and Futures Commission Merchant Chief Compliance Officer; and 
  • Proposed Rule: Procedures to Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades; Further Measures to Protect the Identities of Parties to Swap Transactions.
Read additional information and listening/viewing information on the CFTC press release.

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