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Tuesday, September 11, 2012

CFTC on Timing of Swap Dealer Registration Rules

The CFTC has issued a Frequently Asked Questions document regarding swap dealer registration rules to help market participants better understand the rules, what is required and by when.

Swap dealer registration regulations are effective October 12. As the FAQ document explains, entities with more than the de minimis level of dealing must register by no later than two months after the end of the month in which they surpass the de minimis level.

Read the FAQ document.

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