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Friday, February 1, 2013

David P. Bergers Named SEC Acting Deputy Director of Enforcement

The SEC has announced that David P. Bergers, Director of the SEC’s Boston Regional Office, has been named Acting Deputy Director of the Enforcement Division, effective February 8, when Deputy Director George Canellos becomes the division’s Acting Director.

Mr. Bergers, 45, has headed the SEC’s Boston Regional Office since 2006. The office oversees more than 1100 investment advisers, 60 mutual fund complexes, and 375 broker-dealers in Massachusetts, Connecticut, New Hampshire, Maine, Vermont, and Rhode Island.

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