ABA continues to urge bankers to review the SEC’s municipal adviser rule, which takes effect Jan. 13, to determine if they must register. ABA has released two new resources -- on what it means to be a muni adviser and on how to navigate the registration process -- to help bankers as they review the rule, and will also hold a telephone briefing covering the rule on Dec. 17.
Read “What Does It Mean to be a Municipal Adviser?”
Read “Trekking through the Application Process.”
View ABA resources on muni adviser registration.