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Thursday, March 13, 2014

SEC Proposed Rules for Swap Clearing Agencies

The SEC is proposing new rules to enhance the oversight of clearing agencies that are deemed to be systematically important or that are involved in complex transactions, such as security-based swaps. Certain clearing agencies that the FSOC designated as systemically important or that participate in more complex transactions would be subject to an enhanced regulatory framework, as set forth by the Dodd-Frank Act.

Clearing agencies covered by the proposed rules would be subject to new requirements regarding their financial risk management, operations, governance and disclosures to market participants and the public.

The comment period will be 60 days after the rule is published in the Federal Register.

Read more.

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