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Friday, September 12, 2014

SEC Announces New Office of Risk Assessment

The SEC has announced a new office within the Division of Economic and Risk Analysis (DERA) that will coordinate efforts to provide data-driven risk assessment tools and models to support a wide range of SEC activities. The new Office of Risk Assessment will support the SEC’s work related to the FSOC, as well as develop and use predictive analysis to support supervisory, surveillance, and investigative programs involving corporate issuers, broker-dealers, investment advisers, exchanges and trading platforms.

Initial staffing of the new Office of Risk Assessment will be drawn from across DERA and the division will seek a new assistant director to head the office.

Read more.

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