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Tuesday, February 10, 2015

SEC Proposes Dodd-Frank Rule on Employee, Director Hedging

The SEC proposed a rule under Section 955 of the Dodd-Frank Act requiring companies to disclose whether employees and board members are permitted to hedge against declines in the company’s stock — including stock granted as part of compensation.

Under the proposal, publicly held companies would be required to make the disclosures on their proxy statements or in a statement issued in conjunction with a board election. Comments on the proposal are due 60 days after publication in the Federal Register.

Read the proposed rule.

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