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Friday, April 29, 2016

The Week Ahead: May 2 - 6

Monday
  • Comments Due FDIC: Covered Broker-Dealer Provisions Under Title II of the Dodd-Frank Act Read more.
  • Comments Due OCC: Securities Exchange Act Disclosure Rules and Securities of Federal Savings Associations (PRA) Read more.
  • Effective Date CFTC: Alternative to Fingerprinting Requirement for Foreign Natural Persons Read more.
Tuesday
  • Comments Due CFTC: Generic Clearance for the Collection of Qualitative Feedback on Agency Service Delivery (PRA) Read more.
Thursday
  • Comments Due CFTC: Procurement Contracts (PRA) Read more.
Friday
  • Comments Due CFTC: Exemption for Swaps Between Affiliates (PRA) Read more.

All times in Eastern Standard Time. See future events on the Dodd-Frank Calendar.

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