- Comments Due CFTC: Notice of Intent To Renew Collection 3038-0099, Process for a Swap Execution Facility or Designated Contract Market To Make a Swap Available To Trade
- Effective Date SEC: Order Approving Adjustment for Inflation of the Dollar Amount Tests in Rule 205-3 Under the Investment Advisers Act of 1940
- Effective Date SEC: Trade Acknowledgment and Verification of Security-Based Swap Transactions
- Comments Due FRB: Capital Requirements for Supervised Institutions Significantly Engaged in Insurance Activities
- Effective Date FRB: Enhanced Prudential Standards for Systemically Important Insurance Companies
All times in Eastern Standard Time. See future events on the Dodd-Frank Calendar.