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Friday, December 16, 2016

The Week Ahead: Dec. 19 - 23

Monday
  • Comments Due CFTC: Cross-Border Application of the Registration Thresholds and External Business Conduct Standards Applicable to Swap Dealers and Major Swap Participants; Proposed Rule
    Read more.
  • Comments Due OCC: Diversity Self-Assessment Template for OCC-Regulated Entities (PRA)
    Read more.
  • Comments Due OCC: Retail Foreign Exchange Transactions (PRA)
    Read more.
Wednesday
  • Comments Due FDIC: Joint Standards for Assessing Diversity Policies and Practices (PRA)
    Read more.
  • Comments Due FHFA: Indemnification Payments; Correction and Extension of Comment Period
    Read more.
Thursday
  • Comments Due FRB: Regulations Q and Y; Risk-Based Capital and Other Regulatory Requirements for Activities of Financial Holding Companies Related to Physical Commodities and Risk-Based Capital Requirements for Merchant Banking Investments
    Read more.
Friday
  • Effective Date FEMA: National Flood Insurance Program (NFIP): Financial Assistance/Subsidy Arrangement
    Read more.

All times in Eastern Standard Time. See future events on the  Dodd-Frank Calendar.

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